Identity and Resistance:
The Varieties of Competing Models in
Early Judaism[1]
Loren L. Johns
Much of the
literature of Second Temple Judaism depicts violent conflict—conflict in the
form of contemporary, historical battles against ruling imperial powers and
in the form of the final eschatological battle that will bring to an end the
present evil era and inaugurate the unending reign of God. Both involve varying
conceptions of human and divine violence. In this essay, I intend to focus on
what one can find in this literature about the ethical propriety of human
violence in these conflicts and to reconsider the main categories used by
contemporary scholars in characterizing the various models present in the
literature.[2]
One cannot
assume any linear or monolithic development in the ethical theology of Early
Judaism from the Maccabean Revolt to the First Jewish Revolt. Various conceptions
or models of resistance emerged in response to the Hellenizing efforts of
Antiochus IV Epiphanes in Judea—conceptions and models that continued to
develop through the Roman period down to the First Jewish Revolt. How did these
conceptions or models of resistance reflect differing opinions concerning the
efficacy and ethical propriety of human violence in resisting Greco-Roman cultural,
political, and military power and influence? The primary texts I will examine in
response to this question are 1, 2, and 4 Maccabees, Daniel, The Assumption of
Moses, the Apocalypse of John, and the War Scroll (1QM) from Qumran.
Humanity’s
capacity to derive biblical precedent for the legitimation of violence has been
adequately demonstrated over centuries by all adherents of three of the
Abrahamic monotheistic religions. At the same time, both the Bible itself and
subsequent history have born witness to ways in which the biblical witness has
served to delegitimate human violence.[3]
As
I have noted elsewhere, religion is dangerous business.[4]
Arguably, more people have been murdered in the name of religion than for any
other reason in the history of humanity. Religion has inspired humanity’s most
profound acts of benevolence and its most horrifying acts of violence.
One particular issue in the second century BCE proved particularly significant
in this debate and spurred theological reflection on the subject of human
participation in violent conflict. That issue was the intensified Hellenization
that took place under Antiochus IV Ephiphanes.[5]
It is here, therefore, that our investigation begins.
1. Antiochus
IV Epiphanes and the Books of the Maccabees
The
Hellenizing program of Antiochus IV led to a watershed in the history of Early
Judaism. The effects of internal debates in response to that program were
far-reaching and did much to define the character of Early Judaism for the next
250 years. The origins of the Qumran Community—and indeed, the relation of
the Qumran Community to the broader Essene community—remain a matter of
debate. Be that as it may, the majority of historical reconstructions of those
origins see the Hellenizing program of Antiochus IV and the Maccabean Revolt as
significant for the formation of the Essenes or of the Qumran Community, or
both.[6]
Almost
immediately, then, literature was produced that characterized the struggles of
the 170s and 160s BCE and its ensuing effects as the final eschatological
battle between good and evil. Daniel is usually dated in the 160s and the work
of Jason of Cyrene was probably completed by 160. The epitome of Jason’s work,
2 Maccabees, was completed some years later, and 1 Maccabees was likely completed
before the end of the reign of John Hyrcanus in 104.[7]
First
Maccabees is not among those writings
that characterized the struggle of the 170s and 160s BCE and its ensuing
effects as the final eschatological battle between good and evil. Nevertheless,
it recounts some of the responses within Early Judaism to the Hellenizing
efforts of Antiochus. And it does have a very specific message or ideology
concerning how the faithful are to maintain their identity as God’s people:
they must resist the evil Gentiles and the
unfaithful Jews in league with them!
The
book begins, perceptively enough, by placing the Hellenizing efforts of the
Seleucid dynasty in the context of the triumph of Alexander the Great over the
Mediterranean world. When Antiochus IV Epiphanes accelerated his program of Hellenization
within Israel, responses among the faithful varied. Some counseled cooperation
with the Seleucids and compromise with the cultural and religious demands of
the occupiers. They eagerly approached the Hellenistic rulers and “made a
covenant” with them (1 Macc
1:11, 43b; Dan 9:27). They joined the Hellenizers, even though Antiochus had
desecrated the Temple (cf. Dan 9:27; 11:31; 12:11; 1 Macc 1:20-28; Josephus Ant., 12.237).[8]
They built a gymnasium in Jerusalem and removed the marks of circumcision (1 Macc 1:14-15). The
assessment of the author of 1
Maccabees regarding those who took this response to the Hellenizing
pressures of Antiochus is clear enough: they “abandoned the holy covenant … and
sold themselves to do evil” (1 Macc
1:15) and were guilty of “apostasy” (avpostasi,a;
1 Macc 2:15).
This
Hellenizing foreign influence was felt in a variety of ways and it was not
obvious to many how one should respond. Language
was one issue. While seemingly innocuous at one level, each language has its
own thought structure and even one who works hard at rendering concepts
faithfully in translation finds it nearly impossible to render some things
faithfully enough to evoke the same meaning.[9] Cultural innovations represented another
broad challenge. It is impossible and anachronistic to separate culture from
religion in this respect. Something as benign in our day as eating or
exercising patterns suddenly became significant religious and social identity
issues in the context of second-century Early Judaism—and rightly so.
The
first response of many of the Jews who could not go along with the pragmatic
solution of compromise was simply to lament (cf. 1 Macc 1:24b-28, 36-40). Israel had had reason to lament
before and it had the spiritual and scriptural resources needed to engage in
that process again. But in the midst of their mourning and lamentation came an
even sharper challenge: In an effort to establish unity among his subjects,
Antiochus required Israel to abandon her faith. Specifically, the Jews were
required to:
1.
adopt foreign
cultural practices;
2.
abandon all
observance of feasts and holy days, including the Sabbath;
3.
abandon all
sacrifice and offering at the Temple;
4.
discontinue
circumcision, that central rite that defined the Jewish male’s identity as a
son of Abraham;
5.
abandon the
practice of purity, that crucial distinction between what is holy and what is
profane, maintained in ritual observance;
6.
adopt another
religion and actively participate in the worship of other gods through
sacrifice and other means; and
7.
destroy any and
all Jewish Scriptures (“the books of the Law”).[10]
Those
found to be secretly preserving written copies of the Law were given the death
penalty (1 Macc 1:57). The
Temple was transformed into a Temple to Zeus (or Baal-Shamem)[11]
and the Jews were forced to participate in a festival in honor of Dionysus. In
short, the Jews were required to forget the Law and to abandon their religion.
This was not a matter of persuasion or encouragement or even pressure. This was
law with the force of the death penalty behind it: anyone who defied it
was to be executed.
Antiochus
followed up with a thorough-going and systematic effort to enforce this
initiative and to establish new patterns of religious devotion in Israel. Scores
of inspectors were dispatched to ensure compliance. The result was chaos and
violence. Many resisted—some violently and some in secret defiance. Even over
the issue of “unclean food” many of the Jews resisted … and faced the death
penalty.[12]
“They chose to die rather than to be defiled by food or to profane the holy
covenant; and they did die. Very great wrath came upon Israel” (1 Macc 1:63-64).[13]
In
his first chapter, the author of 1
Maccabees sets up the historical context in which his heroes, the Maccabees,
took action. Beginning with the father, Mattathias, then proceeding through the
narratives of three successive brothers, the book clearly shows its
pro-Maccabean bias. Without arguing for it as such, the book declares the
superiority of the “resistance” option. As Lester Grabbe has put it, “The
persuasive strength of the book lies in its apparent ingenuousness: it seems
straightforward and honest. But this is a part of its rhetoric of persuasion. A
simple narrative … allows the writer’s own perspective to prevail without
intrusion on the reader’s consciousness. The book is very pro-Maccabean.”[14]
Much
has been made about the differences of perspective between 1 Maccabees and 2 Maccabees: the former may seem
to be a more straightforward history of events, but as Evans has noted, the
straightforwardness of that history is disingenuous at best. The author of 2 Maccabees shows interest in the
theological and religious issues involved. The author of 1 Maccabees praises the Hasmonean
family as a whole, while the author of 2
Maccabees focuses on the role of Judas.
The
habit of some to ignore or underplay the religious “tendency” of 1 Maccabees may be due in part to a
lack of precision regarding the political and religious options regarding
resistance to foreign influence. The author of 1 Maccabees is highly tendentious in his criticism of Antiochus IV
and of the entire Hellenistic challenge. Specifically, the author applauds
resistance to the Hellenizing challenge, supporting one particular approach to
resistance—the option of active, violent resistance. Regardless of the
connections (or lack of connections) between the “zeal of Phineas” (cf. Num
25:1-15) exhibited by Mattathias in 1
Macc 2:26 (cf. also 1 Macc 2:50,
54; 2 Macc 4:2; 4 Macc 18:12) and the possible
existence of a “Zealot” party in the years between the Maccabean revolt and the
Jewish revolt against Rome, it is clear that the option of active, violent
resistance inspired by Phineas and executed by the Maccabees was the right and
faithful option in the mind of the author of 1 Maccabees.[15]
There
is no question about the author’s religious viewpoint: Mattathias’s murder of a
fellow Jew at Modein is expressly linked with his “zeal for the Law” as well as
with the example of Phinehas in his own murderous zeal for the Law (1 Macc 1:24, 26). Furthermore, such
actions are expressly linked with upholding the covenant (1 Macc 1:27; 2:50). The last
testament of Mattathias in 1 Macc
2:49-68 is a rousing rehearsal of Israel’s history precisely in support of the
connection between courage, zeal for the law, and violence. It concludes with
praise for Judas Maccabeas: “leader of an army, and he will fight a war of the
people” (a;rcwn stratia/j kai. polemh,sei po,lemon law/n,
1 Macc 2:66). The testament
ends with a call to arms that twice more connects observance of the Law to
revenge against the Gentiles (1 Macc
2:67-68).
In
contrast to 1 Maccabees, the
author of 4 Maccabees cites the
zeal of Phinehas only in the final soliloquy, in which the mother recounts
Israel’s history as a series of contrasts between those who take lives into
their own hands (including Cain and Phinehas) and those who entrust their lives
into the hands of God (including Abel [?], Isaac, Joseph, Hananiah, Azariah,
Mishael, and Daniel. Then she appeals to Isaiah, David, Solomon, Ezekiel, and
Moses in support of quietistic trust in God and of the resurrection, which
makes nonviolent resistance to the point of death thinkable. She concludes with
the implication that the Song of Moses supports the idea that life and the
taking of life belongs to God alone (4
Macc 18:19).
2. “Active”
Resistance, “Passive” Resistance, and Active Nonviolent Resistance
In
an important article on the political perspective of the Revelation to John
published in 1977, Adela Yarbro Collins considered the Hellenizing program and persecution
of Antiochus IV.[16]
She stated that behind the two primary options of accommodation and resistance
were two different kinds of resistance: active resistance and passive resistance.[17]
The ideology of the Maccabeans favored active resistance through armed
rebellion. Yarbro Collins’ primary contribution in the article is to
demonstrate that “passive resistance” actually has two subcategories or forms.
One form of passive resistance is the “pure” passive resistance advocated by
Daniel.[18]
In this model the faithful do not participate in the final battle, but rather
endure and wait. A second form of passive resistance is a kind of synergistic
passive resistance. As with the so-called “pure” passive model, the faithful do
not participate directly in the final battle in a physical manner. However, the
martyrdom of the faithful actually plays a synergistic role in the final
battle. She cites the Assumption of Moses as an example of this second
type of passive resistance in which the faithful play a passive, though
synergistic role.
In
contrast to the accommodationist approach, all three of the resistance models
were characterized by a readiness to die. The Maccabees were ready to die in
their armed resistance to the foreigners. The (pure) passive resisters were
ready to die whether God saved them or not (see, e.g., Dan 3:16). And the
synergistic passive resisters were ready to die as a contribution to the final
battle of God with evil. When Pilate placed a golden eagle over the great gate
of the Temple in the first century CE, the Jews protested boldly, though
nonviolently. A crowd took to the streets of Caesarea and exposed their necks
in defiance, showing that they were prepared to die rather than to tolerate
such a blasphemy in violation of the Law. They even offered the necks of their
wives and children to the sword.[19]
Yarbro
Collins calls this kind of resistance “open,” but “passive,” since it was not
violent. But this seems to be an odd and obfuscating use of terms, since
rushing out into the streets to bare one’s neck in defiant resistance to Pilate’s
decree is hardly “passive,” even if it is nonviolent. In the Assumption of
Moses, the martyrdom of Taxo and his seven sons seems to play a role in the
appearance of the kingdom. This kind of synergistic “passive” resistance
actually can contribute to the coming of the kingdom, even through one’s own
death. Similarly, the remarkably courageous stories of martyrdom in 2 and 4 Maccabees can hardly be called examples of “passive
resistance.”
Yarbro
Collins is not alone in using such terminology. Loveday C. A. Alexander has used
the same categories:
Martyrdom may be described as “passive resistance” … apocalyptic
perhaps as “theoretical resistance”; but there is no trace in these Diaspora
texts of any active resistance to the domination of the world empires. For that
we have to turn to the land of Israel and to the literature of the Maccabean
period, which produced not only martyrs (2,
4 Macc) but also freedom fighters
willing and able to take up arms in the cause of independence (1, 2
Macc).[20]
Steven
D. Fraade uses similar terms when he writes, “[f]or those who rejected the
Hellenizing reforms forced upon them from within and without, there were
essentially two alternatives: armed revolt against the Hellenizers and Syrian
forces (emphasized in 1 Maccabees), or passive resistance and martyrdom in the
face of their edicts (emphasized in 2 Maccabees).”[21]
Here again we see “armed revolt” as an implied equivalent to “active resistance”
and martyrdom as an implied equivalent to “passive resistance.” Fraade goes on
to say that “both responses presumed that divine intervention would be
required to bring the events to their redemptive consummation; the question was
the required human role in a sacred history that was rapidly approaching
its long-anticipated climax.”[22]
Fraade
is right to emphasize that both responses expected and depended upon divine
intervention, but he is not clear about what, exactly, is in question regarding
the human role. Is it a matter of whether a human role is envisioned?
Presumably not. Is it a question of whether that human role is “active” or “passive”?
Here I would say, “No.” The question, rather, is whether the human role
consists of accommodation or resistance, and if the latter is the
case, then whether that resistance is to be violent or nonviolent.
The message of Daniel, at least, is that the “active” (cf. Dan 11:32)
resistance of the faithful is to be nonviolent.
The
author of 4 Maccabees sees the
courageous resistance of the martyrs as a matter of warfare. The author invokes
the language and mythology of holy war to advocate for a certain kind of active
nonviolent resistance. They are to “fight zealously” in active resistance to
the tyrants.[23]
In fact, they nullify violence through their own nonviolent suffering.[24]
As Warren Heard puts it:
In most of the passages commenting on the effect of the
martyrs’ deaths, the martyrs themselves are the agents of victory. Thus, the
contribution of the martyrs is the cardinal contribution in the war effort …. Without
them victory would have been impossible. In the author’s opinion the martyrs
single-handedly defeat Antiochus and his evil forces. They accomplish his
downfall by clinging to their Law, not compromising and giving clear testimony
to their faith. Righteousness is the lethal weapon in their struggle. They
fight by persevering in their righteousness and patiently enduring torture and
martyrdom; these are the martyrs’ only weapons.[25]
The
language of warfare occurs throughout 4
Maccabees as the author applies the mythology and categories of holy war
to the nonviolent resistance of martyrdom. The mother says, “My sons, noble is
the contest to which you are called to bear witness for the nation. Fight zealously
for our ancestral law.”[26]
Later the author editorializes, “Truly the contest in which they were engaged
was divine,”[27]
implying that it was a “holy war.” The author praises the mother, calling her a
warrior of God in the cause of religion (div euvse,beian qeou/
stratiw/ti, 4
Macc 16:14).
When
Yarbro Collins applies these models to the book of Revelation, she concludes
that the book advocates a “passive” type of resistance. The story in Revelation
12 “does not advocate or reinforce a program of active resistance or even
self-defense, but awakens trust in the power of heaven to protect and rescue ….
No major role is taken by the elect in the final stage of the eschatological
conflict; rather the adversaries are defeated by the risen Christ and other
heavenly beings.”[28]
Within its historical context, and given the categories with which Yarbro Collins
is working, Revelation “advocates passive resistance of the second type” in
that the martyrdom it lauds plays a positive synergistic, though still “passive,”
role in the eschatological battle.
But
John the seer took up the tradition of holy war in Second Temple Judaism as a
way of encouraging active resistance to the idolatries of the Roman
Empire, an active resistance characterized by martyrdom – not the martyrdom
that results from literal warfare, but rather the martyrdom that results from
faithful, nonviolent witness. Such a purpose required John to appeal to certain
well-established traditions on the one hand, while simultaneously engaging in
thoroughgoing redefinitions on the other hand.[29]
It entailed the redefinition of “holy war”
or “Yahweh war” itself, from a literal battle between righteous and
unrighteous armies on earth, to a semi-literal but nonviolent “battle” between
good and evil waged in the streets of the Roman Empire through the everyday
demands of political and religious allegiances. It required a redefinition of “victory” itself – to
which John’s Apocalypse amply witnesses – from victory as physical conquering
through violence to spiritual conquering through faithful witness, sealed
through martyrdom. It required a redefinition
of power, from military and civil power whose pinnacle was the state-sanctioned
death penalty, to “consistent resistance” to evil, whose pinnacle, ironically,
was the consistent resistance that was sealed in the death penalty. Thus the
very meaning, or value, of death itself was redefined.
The
basic ethical stance called for by the author of the Apocalypse was that of u`pomonh,.
Commentators of Revelation have too often read into u`pomonh,
a quietistic—indeed, passive—ethical vision. However, the word has a
more active sense. In his treatment of u`pomonh,
in the Theological Dictionary of the New Testament, Friedrich Hauch writes
as u`pomonh, later came to
hold a prominent place in the list of Greek virtues, so there predominates in u`pome,nein
the concept of the courageous endurance which manfully defies evil. Unlike
patience, it thus has an active content. It includes active and
energetic resistance to hostile power, though with no assertion of the
success of this resistance.[30]
In
keeping with Hauch’s comments, Elisabeth Schüssler Fiorenza has aptly
translated u`pomonh, as “consistent
resistance” instead of “patient endurance.”[31]
M. Eugene Boring agrees:
The
quality of Christian action it expresses is not passive resignation; it
is an active holding firm “for the sake of my name” (2:3, 13; 3:8),
having courage in the face of interrogation by the Roman officials …. In
settings other than oppression and persecution, “patient endurance” as the
essence of Christian responsibility in the world can be misunderstood as all
too passive.[32]
Yarbro
Collins’ attempt to probe distinctions among the various “passive” responses to
the Hellenistic program is helpful and should be lauded. However, her
consistent application of “active” to models of violent resistance and “passive”
to models of nonviolent resistance is problematic. Her use of words like “bold”
and “open” to characterize some expressions of “passive” resistance does little
to mitigate the situation. What the literature bears witness to is the presence
of an active, though nonviolent, form of resistance.
I
agree with Yarbro Collins that Daniel is the prototypical advocate of the
nonviolent model of resistance.[33]
But as John J. Collins has noted,[34]
this nonviolent resistance is nevertheless an active nonviolent resistance,
not a passive resistance. Daniel 11:32 declares that, in the face of
the king’s challenge,
MT:
wf[w wqzxy wyhla y[dy ~[w
Theodotion: lao.j ginw,skontej qeo.n
auvtou/ katiscu,sousin kai. poih,sousin.
Old Greek: o` dh/moj o` ginw,skwn
tau/ta katiscu,sousi kai. poih,sousi.
“The people who
are loyal to their God shall stand firm and take action.”[35]
Again,
this is hardly “passive.” The context here is that the king will attempt to “seduce”
([vr, “cause to act
wickedly”) those who violate the covenant, but in resistance to such seduction,
the faithful will stand firm and act or take action. Both qzx and katiscu,w
are strong, active verbs. The former carries connotations of being strong,
prevailing, and having courage. The latter is a synonym of nika,w
and, much like qzx,
connotes strength, overpowering, and overcoming. Furthermore, active
nonviolent resistance is a more accurate and straightforward description of a
model of resistance that calls the people to “act” (hf[). Thus, the kind of nonviolent resistance to
evil that is advocated by Daniel is better called an active nonviolent
resistance, based on confidence in the monergistic triumph of God in the
final battle.[36]
In
a forthcoming book on the New Testament theology of peace, Willard Swartley
takes issue with the categories of “active” and “passive” that Yarbro Collins
uses in her article. He writes:
I
agree with Collins that Revelation depicts passive resistance of the second
type, with the martyrs seeing their faithful endurance and death as
participating in the eschatological coming of the kingdom. But more must be
said: their role is not purely passive. It has a fervent active component in
the prayers of the saints and in their worship and praise of God.[37]
Yarbro
Collins is certainly right that John’s understanding of the final battle calls
the saints to play a more synergistic, though nonviolent, role. To cite one
example, the prayers of the saints have an active and effective function. They
call for and even help to bring about the final victory of God (see Rev 5:8;
6:9-11; 8:3-4). Thus, these two types of “passive” resistance would better be
referred to as two different types of active nonviolent resistance, a monergistic
active nonviolent resistance and a synergistic active nonviolent
resistance. Even the opening blessing on those who hear and who “keep” (thre,w)
what is written in the words of prophecy in this book suggests that John
expects his readers to play some kind of active role. While the role of the
saints in the Apocalypse is clearly nonviolent, it is not a “passive” but “active”
role. In fact, one of the difficulties the author is addressing is the
problematic passiveness of the seven churches in the face of various
compromises with Greco-Roman religion and culture that the author equates with
idolatry.[38]
Passivity in the face of spiritual crisis is part of the problem, not the
answer.
Thankfully,
there is some evidence that the tide is beginning to turn on the use of phrases
like active resistance and passive resistance. Brian K. Blount has
written recently that, in the Apocalypse, “the language of witness commends
civil disobedience in the form of active, nonviolent resistance.”[39]
However, Peter Flint, following David Aune, obscures the matter when he says
that “the eschatological holy war tradition takes two forms: the passive
model, in which the victory is won by God alone or with his heavenly armies;
and the active model, in which the people of God physically participate
in the warfare against their enemies (this is the model found in the War
Rule).”[40]
While Aune and Flint see the War Scroll as a relatively straightforward
example of the “active” model of eschatological warfare, they see the
Apocalypse of John as “more complex,” even “contradictory.” Complexity and
contradiction are no doubt features of Revelation,[41]
but such an assessment could also be caused by the inadequacy of the categories
with which previous scholars have been working.
3. The
War Scroll and the Apocalypse of John
In
1988 Richard Bauckham’s article on the Apocalypse of John as a “Christian War
Scroll” appeared.[42]
Although Bauckham does not directly engage Yarbro Collins on the adequacy of
her categories of “active” and “passive” resistance, he does so indirectly.
He says that the author is convinced of “the need for God’s people to engage in
the conflict with evil by active resistance to the religio-political claims of
Rome and pagan society.”[43]
There is no hint in Revelation that John or his readers were tempted to take up
arms against Rome. Nevertheless, John writes
to alert the readers to the fact that what is going on
around them, in the social and political life of their own cities, is part of a
conflict of cosmic proportions, the eschatological war of good and evil, the
conflict of sovereignty between God and the devil, in which they are called to
take sides, to take a firm stand, and by faithful witness to the truth to play
their part in resisting the pagan state and pagan society. The message is not, ‘Do
not resist!’, so much as, ‘Resist—but by witness and suffering, not by
violence’. The active metaphor of warfare serves this purpose better than the
language of passive resistance.[44]
This
suggests at minimum that John writes to encourage his readers to be active in
their resistance to Greco-Roman idolatry. He wants them to take up their
positions in this cosmic war—not through violent rebellion against Rome, but
through active nonviolent resistance to its idolatrous demands.
The
basic thesis of Bauckham’s article is that along with many other pieces of
literature from Early Judaism, some of which are now lost to us, both the War
Scroll and the Apocalypse of John draw from a well-established tradition of
eschatological “holy war” in Early Judaism.[45]
Both compositions make use of the categories of monergism and synergism to
express their respective understanding of the faithful community’s role in that
war. However, central to Bauckham’s essay is his insistence that John “takes up
and reinterprets specific traditions about the messianic war” in such a way as
to transfer “its meaning to non-military means of triumph over evil.”[46]
Bauckham’s
reading of the Apocalypse with regard to its ethic of participation in the Lamb’s
eschatological battle is both clear and compelling. Many scholars have accepted
his basic thesis—namely, that John has taken up and reinterpreted specific
traditions about the messianic war in such a way as to apply the metaphor of
warfare to witness and martyrdom, while precluding the participation of the
faithful in any literal eschatological war. That said, Bauckham’s use of the War
Scroll as a foil against which to elucidate the ethics of the Apocalypse is
somewhat problematic. He recognizes at least two of the problems himself.
1.
First is the difference in genre: even if the War Scroll is apocalyptic in the more general sense of the term, it
is not technically an apocalypse. What it is
has been a matter of debate. Many consider it a “rule,” based in part on the
common restoration of $rs
(“rule”) in 1.1.[47]
Jean Duhaime calls the composition a “tactical treatise.”[48]
Geza Vermes, however, states that it “should not be mistaken for a manual of
military warfare pure and simple. It is a theological writing … [that]
symbolizes the eternal struggle between the spirits of Light and Darkness.”[49]
In Lester Grabbe’s words, “The data may at times be those of a military manual,
but the message is a theological one.”[50]
That is, if the War Scroll can
legitimately be called a “military manual,” it must by definition be a
different kind of military manual, certainly not one with a secular,
nonreligious purpose.
2.
Second, Bauckham assumes a tradition of militant messianism in Early Judaism.
The evidence for such a tradition, however, is rather slim. Bauckham writes
that he hopes to show “that John shows detailed knowledge of a kind of military
messianism which must have been common in some Jewish circles of his time, of
which we have only hints, for the most part, but for which 1QM provides our
best evidence.”[51]
Bauckham admits that the best evidence for the expectation of a messiah who
would lead the troops of Israel in a holy war against its enemies comes from
the Middle Ages, since “in the Jewish apocalypses of the earlier period [it
is] almost absent.”[52]
In fact, “in apocalyptic proper … [the monergistic] tradition predominates.”[53]
3.
Third, although calling the Apocalypse a “Christian War Scroll” is provocative,
it is problematic in that it could give several wrong impressions: (a) there is
a tendency among Christian scholars to simplistically compare so-called “Christian”
literature, teachings, and people with so-called “Jewish” literature, teachings,
and people. Given the history of Jewish-Christian relations, such overly
reified and simplistic comparisons are fraught with pitfalls that are too often
ignored by or even invisible to Christian scholars.[54]
Moreover, (b) even the terms Christian and Jewish are clearly
anachronistic in the first century, as most scholars now recognize.[55]
Bauckham knows better than to make this mistake himself, but the phrase lends
itself to such a misunderstanding. Finally, (c) Baukham’s terminology could be
taken to imply that the Apocalypse of John is essentially like the War
Scroll preserved at Qumran, except for its “Christian” character.
That is, the basic purpose, genre, and function of the Apocalypse is similar to
that of the War Scroll, save its Christian and therefore theologically
different character. Here again, Bauckham is too careful to be guilty of such a
mistake himself; nevertheless, his provocative title lends itself to such a
misunderstanding.
Any
legitimate use of the phrase “Christian War Scroll” as a descriptor of John’s
Apocalypse must be based on a clear definition of what one means by each of the
terms and by the phrase as a whole. There are significant differences between
the Apocalypse and the Qumran War Scroll
in both genre and purpose. Fortunately, Bauckham is fairly clear about what he
does and does not mean to claim in such a comparison. He uses the comparison “to
draw attention to the emphasis on human participation in the
eschatological holy war.”[56]
Thus, Bauckham’s article is best understood as an elucidation of the ways in
which the Apocalypse of John can be read as a Christian War Scroll in terms of
human participation in the eschatological holy war.
4.
Lastly, the evidence does not suggest that the Apocalypse was written as some
kind of response to the War Scroll. One could just as well claim that
the Apocalypse of John can be read as a “Christian 4 Maccabees” in
terms of human participation in holy war, with the recognition
that 4 Maccabees does not share
with the Apocalypse or the War Scroll
their strong eschatological tone.
The
war of the Sons of Light against the Sons of Darkness is clearly conceived in 1QM as an eschatological war: a final
cosmic confrontation of good and evil. The two sides of the battle are described
in the opening lines of the scroll. On the side of the Sons of Darkness are the
army of Belial, presumably made up of the troops of Edom, Moab, Ammon,
Philistia, and of the Kittim of Ashur, who are “being helped by those who
violate the covenant” (1QM
1.2). Thus the resistance of evil is equated to resistance of Israel’s
neighbors—more specifically, to resistance of Israel’s historical enemies. This
identification of Edom, Moab, Ammon, and Philistia in the second or first
centuries BCE provides a clue that the War Scroll should be read
mythologically. That is, whatever its historical context at the time of its
writing, the conflict is thrown onto a cosmic, mythological screen.
The
words of 1QM seem to belie the
often-repeated description of the Essenes in Philo:
Among those men you will find no makers of arrows, or
javelins, or swords, or helmets, or breastplates, or shields; no makers of arms
or of military engines; no one, in short, attending to any employment whatever
connected with war, or even to any of those occupations even in peace which are
easily perverted to wicked purposes; for they are utterly ignorant of all
traffic, and of all commercial dealings, and of all navigation, but they repudiate
and keep aloof from everything which can possibly afford any inducement to
covetousness.[57]
Josephus
essentially agrees with Philo in his characterization of the Essenes as
quietistic and peace-loving, although he does note that one Essene participated
in the first revolt and assumed some military leadership.[58]
Josephus also suggests that the Essenes were not pure pacifists in that they
carried weapons on trips “for fear of thieves.”[59]
As
Steve Mason has noted, Josephus’s lengthy introduction of the Essenes abruptly
interrupts his account of Judas the Galilean, presumably to demonstrate that
the rebel faction does not characterize the best or the center of Judaism:
Significantly, right where we might expect Josephus’ account
of the Herodian princes’ governments, he inserts his lengthy account of the
Essenes’ politically docile mode of life, in contrast to that of the rebel
faction (2.118–166). This interlude is intended to divert the reader’s
attention from the messy affairs of Judean politics, toward the philosophical
heart and soul of Judaism.[60]
Among
the better analyses of the witnesses of Philo and Josephus in light of the
Scrolls themselves in the matter of non-retaliation is that of Gordon M. Zerbe.[61]
Zerbe concludes that the Essenes placed a high valuation on non-retaliation,
based on Lev 19:18 and 1 Sam 25:26-39. They interpreted Nah 1:2 as indicating
that vengeance belongs to God alone (CD
9.5; cf. 1QS 10.18). Zerbe finds
evidence for this in CD 9.2-10;
7.2-3; 8.5-6; 14.22; 1QS 7.8-9;
and 10.20. The Qumran covenanters were not to take vengeance or to bear malice.
The initiate was required to take a vow not to retaliate against anyone (1QS 10.17-18; 11.1-2). The initiate must
also vow not to engage in legal dispute (byr)
with outsiders until the Day of Vengeance (1QS 10.19 [// 4Q260
[4QSf] 4.7-8]; cf. 1QS 9.16-17, 22-23; 1Q26 frg 1 line 8; but see also 1QH 10.14).[62]
The dispute is God’s (cf. 1QM
4.12, where one of the banners is to read la byr:
“[This is] God’s Dispute”).
On
the other hand, the Qumran Community was fascinated with vengeance and
encouraged and even required hatred of the Sons of Darkness (cf., e.g., 1QS 4.1; 9.16, 21-22; 1QH 4.24; 3.28; 6.10). Although the
prohibition of retaliation was apparently warranted by their eschatological
views, it is clear that the Qumran Community could not wait until their
vengeance could be released in a satisfying way. 1QS 8.6-7 makes clear that the Community has a responsibility to
wreak the vengeance of God in the eschaton. If this was the theological ethic
of the majority of Essenes, it must have led to some cognitive dissonance as
they nurtured a spirit of hatred against evil and against evildoers while
maintaining a covenant of personal non-retaliation—and, at the same time, longing
for the final day of judgment in which the Essenes would be let loose to avenge
God’s justice upon all those Sons of Darkness! However, caution is warranted,
since we do not have enough solid evidence to identify a monolithic attitude or
ethic of the Essenes toward outsiders, let alone whether these were stable over
the years or changed from century to century or from region to region.
As
Otto Bauernfeind has noted, “In practice … it makes a great difference whether
one takes to arms in the rank and file as in all other wars or whether it is
expected that God or the Messiah will wage the war so directly that there is no
place at all for the idea of human participation.”[63]
The War Scroll is clear about this matter: the final eschatological battle
will be a holy war in which the Sons of Light will participate, even if they
refrain from retaliation in the meantime.
From
1975 to 1980, John J. Collins and Philip R. Davies carried on a
quasi-conversation about dualism and eschatology in the Qumran War Scroll.[64]
One of the points of contention between the two was the extent to which “the
difference between the two books [Daniel and the War Scroll] in their
basic conception of holy war … marks a highly important point of transition in
the development of Jewish apocalyptic.”[65]
Davies challenged Collins for having posited a linear development in “Jewish
apocalyptic” that could be followed by means of Daniel and the War Scroll.
In his 1979 reply to Davies, Collins clarified his position and expressly
repudiated “the theory of a straight-line development of apocalyptic.”[66]
Arguments about historical developments in theology are difficult enough
without the knotty problems surrounding the composition history of the War Scroll,
including deciding whether its first recension predates Daniel.[67]
Furthermore, to posit such a development would require, for instance, that one
decide whether 1QM 1, the
column that most clearly betrays knowledge of Daniel, comes from the earliest or
latest period in that composition’s history.[68]
There
has been significant conversation about whether the war imagined in 1QM is a “utopian” projection or
whether it describes an actual, usable manual.[69]
Duhaime seems to reject the possibility of the real life-changing and
world-creating power of “utopian” visions when he says that the War Scroll “could
have been … a genuinely utopian product written for liturgical purposes or for
personal meditation, and conveying the dreams and hopes of a community totally
deprived of real power within the turmoil of events.”[70]
Duhaime seems content with identifying the genre as “tactical treatise,” even
if it is utopian in character. Similarly, Albert I. Baumgarten has recently
suggested that tactical treatises need not be considered inimical to utopian
literature, citing the example of the military plans of “cargo cults.”[71]
(Cargo cults originated in Melanesia in the nineteenth century and are an
example of non-Western millennial movements.) [72]
And there is some evidence that in the complex history of composition, what may
have begun as an actual tactical treatise used by the Maccabeans themselves
became more dualistic and eschatological over time.[73]
In
contrast to the hyper-realistic materialism that rejects any utopian vision as
unrealistic, Brian K. Blount argues that language is potential. It creates
choice and provides people with the opportunity to create meaning when
performed.[74]
Even a so-called utopian vision can transform society. The very categories used
in the secondary literature on 1QM, for example, “authentic military textbook” vs.
“utopian” or “unrealistic,” are highly problematic.[75]
Much work needs to be done yet in examination of the “rhetoric” of the War
Scroll. Such work must go beyond a narrow discussion of “genre” or “purpose”
to investigate the “persuasive discourse” represented by the work and the
interrelationship between the three.
4. Conclusion
In
conclusion, not all literature for which identity as God’s people was central
portrayed that identity primarily as a matter of resistance (e.g., 4QMMT, which
nevertheless is keen to carve out a space for difference). And some
books for which both resistance and identity were crucial concepts did not see
the matter necessarily as an eschatological issue (e.g., 1 Maccabees).[76]
I have argued that even with the so-called “pure” passive resistance model
represented by Daniel, we actually have a clear call for an “active,” though
nonviolent, resistance. Passivity should in most cases be associated with accommodationism—which
rarely characterizes the literature of Early Judaism—rather than with
resistance. This leaves us with various understandings of accommodationism, on the one hand, and various understandings or
models of resistance on the other.
The theology of active resistance witnessed to in 1 Maccabees is essentially
non-eschatological and envisages human participation in resistance as marked by
violence. The theology of active resistance witnessed to in the final form of
the War Scroll envisages violent human participation in the
eschatological battle. The theology of resistance witnessed to in Daniel and
the Apocalypse is both eschatological and nonviolent with regard to the active
human participation of the faithful. The primary difference, as Yarbro Collins
has noted, is that Daniel does not view the active resistance of the faithful
as “effective” in terms of contributing to the battle, whereas the
Apocalypse—like the Assumption of Moses—does, insofar as it sees the
victory of the faithful as participating in the eschatological victory. Worshiping
the victorious Lamb provides a kind of realized eschatology to those who offer
consistent resistance (u`pomonh,). Although
Daniel and Revelation both have a strong eschatological emphasis, the believers
in Revelation already celebrate Christ’s victory.
All
of this suggests the existence of a rich and variegated debate or set of models
in the literature of Second Temple Judaism regarding the ethical propriety of
human participation in violent conflict. Understanding how this debate and
these models developed in the emergence of early Christianity and rabbinic
Judaism out of Second Temple Judaism would require a clearer understanding than
we presently have of the roles played by the failed revolts against Rome in the
first and second centuries CE, by the social location of Jewish communities
both in Palestine and in the Diaspora, by the teachings of Jesus, and by the
emerging self-definition of Judaism and Christianity over against each other. This
is a broad research agenda and yet the importance of the subject matter
involved—whether humans should participate in violence connected to religious
pursuits and/or beliefs—indicates that it is a matter that not only deserves
but requires our serious attention.
[1]I write this
essay conscious of the fact that essay derives from a Middle French word
meaning “initial tentative effort.” I dedicate the present “effort” to Dr.
James H. Charlesworth, who encouraged me to take Early Judaism seriously—not
only as a resource for understanding early Christianity, but also for its own
sake. Charlesworth’s own work on the redefinitions of power at work in the
Apocalypse of John lies behind my interest in this essay on the intersection of
identity and models of resistance in Early Judaism. See his, “The Apocalypse of
John: Its Theology and Impact on Subsequent Apocalypses,” in James H.
Charlesworth, The New Testament Apocrypha and Pseudepigrapha: A Guide to
Publications, with Excursuses on Apocalypses (Metuchen: The American Theological
Library Association and London: Scarecrow, 1987), 19–51.
[2] I am not attempting to compare “Jewish” literature
with “Christian” literature in this essay. The categories themselves are
problematic and anachronistic with regard to Second Temple Judaism. Rather, I
am comparing various writings that grew out of the period and heritage of
Second Temple Judaism, including the Apocalypse of John, which likely was
written after the destruction of Jerusalem by the Romans in 70 CE.
[3]Among the many
articles and books that could be cited as evidence, see, e.g., the essay by
John J. Collins, “The Zeal of Phinehas: The Bible and the Legitimation of
Violence,” JBL 122 (2003): 3–21. With regard specifically to
those Dead Sea Scrolls that bear witness to the Qumran Community, see Raija
Sollamo, “War and Violence in the Ideology of the Qumran Community,” in Verbum
et Calamus: Semitic and Related Studies in Honour of the Sixtieth Birthday of
Professor Tapani Harviainen (eds. Hannu Juusola et al.; Studia Orientalia
99; Helsinki: Finnish Oriental Society, 2004), 341–52. At the broader
level, see Wes Avram, Anxious About Empire: Theological Essays on the New
Global Realities (Grand Rapids: Brazos, 2004); and Jack Nelson-Pallmeyer, Saving
Christianity from Empire (New York: Continuum, 2005). It is worth noting
that President George W. Bush exegeted the Fourth Gospel in legitimating
America’s military responses. On the anniversary of the September 11 attacks,
he addressed U.S. citizens in front of the Statue of Liberty with these words: “Our
is the cause of human dignity: freedom guided by conscience and guarded by
peace. This ideal of America is the hope of all mankind. That hope drew
millions to this harbor. That hope still lights our way. And the light shines
in the darkness. And the darkness will not overcome it. May God bless America”
(quotation from Avram, Anxious About Empire, 91).
[4]Loren L. Johns,
The Lamb Christology of the Apocalypse of John: An Investigation Into Its
Origins and Rhetorical Force (WUNT 2/167; Tübingen: Mohr Siebeck,
2003), 1.
[5]The Hellenizing
program of Antiochus IV Epiphanes was not simply a new crisis within Early
Judaism imposed from without. Although I speak of this “program” in the
singular, I use the term loosely and broadly to refer to a complex of conversations
and actions that included various mutually exclusive theological and ethical
responses, the variety of which elicited secondary responses in the history and
theology of Early Judaism, one of which was likely the formation of the Essene movement.
There
are clearly significant methodological and historiographical questions here,
including whether the mid-century Hellenizing program of Antiochus IV Epiphanes
can properly be seen as precipitating a “crisis” within Early Judaism. My description
of the aggressive actions of Antiochus IV derives largely from 1 Maccabees.
However, such aggressive tactics were otherwise unknown among the successors of
Alexander the Great. See Uriel Rappaport, “Maccabean Revolt,” in ABD 4:433–39, for a discussion of the
historical questions surrounding the characterization of the Hellenizing threat
by the author of 1 Maccabees.
Elias Joseph Bickerman and Avigdor Tcherikover have variously argued that the primary
threat represented by the Hellenizing project came more from within Judaism
than from an external source like Antiochus IV Epiphanes. Certainly this
theory fits with some of the harsh intra-Jewish invective known from the
literature at the time, including the Dead Sea Scrolls. See Elias Joseph
Bickerman, From Ezra to the Last of the Maccabees: Foundations of
Postbiblical Judaism (New York: Schocken, 1962); and Avigdor Tcherikover, Hellenistic
Civilization and the Jews (New York: Atheneum, 1982). See also Emil Schürer
et al., History of the Jewish People in the Age of Jesus Christ (175
B.C.-A.D. 135) (4 vols.; Edinburgh: T. & T. Clark, 1997), 1:137–63.
Martin
Hengel’s Judaism and Hellenism: Studies in Their Encounter in Palestine
during the Early Hellenistic Period is important here (2 vols.;
Philadelphia: Fortress, 1974), but cf. also Louis H. Feldman’s pointed response
to Hengel: “Hengel’s Judaism and Hellenism in Retrospect,” JBL 96
(1977): 377-82. In his Heritage and Hellenism: The Reinvention of Jewish
Tradition (Hellenistic Culture and Society 30; Berkeley: University of
California Press, 1998), Erich S. Gruen argues that the Maccabean revolt was
not against Hellenism as such—or even against the Seleucids as such—but rather
against indigenous Gentiles in area around Judea. Indeed, as kings, the
Hasmoneans themselves became remarkably Hellenistic in character almost
immediately. The mid–second century BCE was, in any case, a remarkably creative
time in which identity and resistance issues were paramount.